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Showing 291 to 300 of 619 search results for under the Senior Managers Regime.

291. Brexit resources

     Focus areas Published: 09/03/2018 Last modified: 12/08/2022
     This page lists our news and statements, speeches, publications and other pages related to Brexit.

292. Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]

     Research insights Published: 04/07/2018

293. Claims management companies

     Claims management companies Last modified: 13/03/2023
     On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.

294. FCA statement on the publication of the FX Global Code

     Statements Published: 25/05/2017 Last modified: 25/05/2017
     The FCA welcomes today’s publication of the FX Global Code. As we set out in our Mission, standards can be a useful way for the industry to police itself in support of our regulatory work and can help firms to communicate expectations of

295. Whistleblowing in practice: Case studies

     Firms Published: 21/10/2020 Last modified: 01/02/2024
     Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

296. Culture and governance

     Firms Tasks for firms Published: 12/05/2015 Last modified: 04/07/2024
     Read about the FCA's work on culture and governance, including details of how to get involved.

297. Strengthening Accountability in Banking: Senior Managers & Certification Regime slides [pdf]

     Documents Published: 06/10/2015 Last modified: 03/08/2016
     These slides provide additional information for firms on the regime. They summarise existing information and do not represent formal FCA Guidance.

298. Financial crime

     Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
     Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

299. Information on HBOS senior managers - November 2022

     FOI Release Date of Release: 11/11/2022
     FCA provides information on HBOS senior Managers (FCA cost of Investigation and Correspondence with Nikhil Rathi).

300. Appointing intermediaries if you’re a funeral plan provider

     Firms Tasks for firms Published: 02/05/2021 Last modified: 01/11/2023
     Find out how to appoint intermediaries to distribute and sell your plans.