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Showing 301 to 310 of 619 search results for under the Senior Managers Regime.

301. Clearing obligation

     Markets Markets policy Published: 24/05/2016 Last modified: 24/06/2024
     Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.

302. Statement: Strengthening Accountability in Banking

     Statements Published: 03/03/2015 Last modified: 08/09/2016
     new Senior Managers and Certification Regime (SM&CR) will be 7 March 2016 and that transitional documentation will need to be submitted to the regulators by 8 February 2016. ... the accountability of bank senior management and to raise standards of

303. FG19/2: Summary feedback for guidance [pdf]

     Finalised guidance Published: 07/03/2019
     This document provides a summary of the feedback we received, and our response, to consultation GC18/4 on the Senior Managers and Certification Regime: Proposed guidance on Statements of Responsibilities and Responsibilities Maps for FCA firms.

304. Our gender and ethnicity pay gaps 2019

     Data Published: 19/11/2018 Last modified: 10/06/2022
     We report on our gender and ethnicity pay gaps.

305. Debating trust and confidence in banking

     Speeches Published: 28/05/2015 Last modified: 28/05/2015
     Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

306. Bribery and corruption

     Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
     Your firm should be vigilant about bribery and corruption. Read more on the steps you can take.

307. Passporting between the UK and Gibraltar

     Firms Published: 12/01/2023 Last modified: 11/12/2023
     Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

308. FCA proposes new Directory of financial services workers

     Press Releases Published: 04/07/2018 Last modified: 04/07/2018
     The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services.

309. Apply to be a registered AIFM

     Focus areas Published: 06/06/2016 Last modified: 12/07/2024
     Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

310. Information on senior manager appointments - August 2022

     FOI Release Date of Release: 09/08/2022
     The FCA provides information information on senior manager appointments.