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Showing 341 to 350 of 619 search results for under the Senior Managers Regime.

  1. Persons responsible for conduct of business changes

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    AIFMs must register at least 2 people that are effectively responsible for the conduct of the business in order to be authorised as an AIFM. What to do if you need to update these.

  2. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.

  3. Amend a recognised fund

    Tasks for firms Published: 10/05/2015 Last modified: 27/11/2023
    To amend a recognised fund you must send us a notification for approval of the proposed change.

  4. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

  5. UK AIFM marketing and passporting

    Firms Published: 08/06/2016 Last modified: 08/02/2023
    Find out about UK AIFMs marketing and passporting.

  6. RCB key documents

    Published: 13/05/2016 Last modified: 27/03/2024
    Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

  7. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  8. Competition law

    How we regulate Published: 20/04/2016 Last modified: 19/07/2022
    How the FCA uses competition law powers, including what this means for firms, and how to report competition law infringements.

  9. Onshoring updates to our Handbook and Technical Standards

    Last modified: 26/05/2022
    We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period.

  10. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).
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