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Showing 361 to 370 of 619 search results for under the Senior Managers Regime.

361. PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references

     Policy statements Published: 15/02/2016 Last modified: 26/05/2016
     This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers. ... In November 2015, the FCA and PRA consulted in a joint

362. FCA pay gap data 2023

     Data Published: 20/07/2023 Last modified: 03/05/2024
     The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023.

363. Driving success through embracing equity

     Blogs Published: 08/03/2023 Last modified: 13/03/2023
     FCA blog by Sarah Pritchard, Executive Director of Markets, on how we all have a role to play in creating a more inclusive world.

364. Firms and investment funds that were eligible to notify us to use the TPR

     Firms Focus areas Published: 20/08/2020 Last modified: 02/01/2024
     We explain which types of firms and investment funds were eligible to notify us of their intention to use the temporary permissions regime and temporary marketing permissions regime.

365. FCA publishes 2016/17 Business Plan

     Press Releases Published: 05/04/2016 Last modified: 05/04/2016
     extend the Senior Managers and Certification Regime to all FSMA firms, supervising the major UK FICC benchmarks and launching the 'Regulatory Sandbox' to give firms a safe space to test innovative

366. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

     Press Releases Published: 17/07/2020 Last modified: 11/04/2024
     The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.

367. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

368. FCA seeks views on regulatory approach for overseas funds

     News stories Published: 04/12/2023 Last modified: 04/12/2023
     In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.

369. Financial Stability Board publishes Peer Review of UK remuneration regime

     Statements Published: 14/04/2021 Last modified: 14/04/2021
     A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime.

370. Regulatory Sandbox

     Firms Published: 27/03/2022 Last modified: 09/05/2024
     The Regulatory Sandbox is for firms wanting to test new products live in the market with real consumers. Find out more about it and how to apply.