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Showing 401 to 410 of 619 search results for under the Senior Managers Regime.

401. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

402. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

403. FCA sets out its priorities for 2019/20

     Press Releases Published: 17/04/2019 Last modified: 13/03/2024
     The FCA published our Business Plan for 2019/20, outlining key priorities for the year.

404. The business of social purpose

     Speeches Published: 26/11/2020 Last modified: 26/11/2020
     A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

405. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

406. Primary Markets enforcement outcomes

     Published: 18/02/2021 Last modified: 07/11/2023
     A list of recent Primary Markets enforcement outcomes.

407. Investigation opening criteria

     How we operate Published: 22/04/2016 Last modified: 21/02/2022
     Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

408. Vote Reporting Group

     Firms Published: 24/02/2023 Last modified: 26/04/2024
     Find out how the group aims to improve shareholder vote reporting by UK asset managers.

409. Apply to approve an individual or firm

     Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
     Find out what you need to know before submitting your application.

410. Online trading scams

     Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
     Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.