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Showing 461 to 470 of 619 search results for under the Senior Managers Regime.

461. FCA sets out its approach to the share trading obligation

     Press Releases Published: 04/11/2020 Last modified: 04/11/2020
     We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.

462. Asset management: common errors when applying for authorisation

     Firm authorisation Published: 15/04/2024 Last modified: 15/04/2024
     Avoid delays and increase your chances of being authorised to work in the UK asset management sector.

463. An update on our approach to authorisation and our Brexit preparations

     Speeches Published: 30/10/2018 Last modified: 30/10/2018
     Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.

464. Class, cliques and social codes: doing more on diversity

     Speeches Published: 10/10/2019 Last modified: 10/10/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

465. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II

     Policy statements Published: 16/12/2015 Last modified: 26/05/2016
     With the Bank of England and Financial Services Bill of October 2015, HM Treasury announced their intention to extend the Senior Managers & Certification Regime (SM&CR) for the banking sector to ... This does not affect the implementation of the revised

466. Apply to become a home finance provider

     Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
     Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.

467. Green Horizon Summit: Rising to the Climate Challenge

     Speeches Published: 09/11/2020 Last modified: 12/11/2020
     Nikhil Rathi Speech, Green Horizon Summit: Rising to the Climate Challenge

468. LIBOR and mortgage interest rates

     Consumers Your rights Published: 10/06/2021 Last modified: 20/03/2023
     LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do.

469. Agile regulation and planning for success

     Speeches Published: 06/10/2022 Last modified: 06/10/2022
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

470. Apply to become a sponsor

     Markets Published: 04/05/2016 Last modified: 16/12/2022
     If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.