Search results
Showing 521 to 530 of 619 search results for under the Senior Managers Regime.
-
Getting affordability right in consumer credit
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, at Credit Summit, London. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules)
The Feedback Statement included near-final rules for the Senior Managers Regime, Certification Regime and Conduct Rules for incoming branches. ... We published near-final rules to help incoming branches prepare for the start of the new regime in March -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
Primary Market Bulletin Issue No. 29
In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note. -
FCA sets out multi-occupancy leasehold insurance reforms
The FCA is proposing new rights and protections for leaseholders to improve the transparency of the multi-occupancy leasehold buildings insurance market. -
London FinTech Week 2016 - innovation in RegTech
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
Meeting the challenge in our changing global markets
Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference. -
Get-rich-quick, Ponzi and pyramid schemes
Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.