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Showing 411 to 420 of 782 search results for understand the needs of vulnerable customers.

411. Shaping the future in asset management

     Speeches Published: 30/10/2013 Last modified: 30/10/2013
     Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

412. Highlights of the FCA’s new approach in 2021

     Press Releases Published: 31/12/2021 Last modified: 12/01/2022
     Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

413. Regulation for a different world

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

414. The view from the regulator on Operational Resilience

     Speeches Published: 05/12/2019 Last modified: 05/12/2019
     Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30

415. FCA response to Amigo’s Scheme being rejected by the High Court

     Statements Published: 25/05/2021 Last modified: 02/07/2021
     The Court has refused to sanction the Scheme of Arrangement proposed by Amigo (the Scheme). The FCA had objected to the proposed Scheme and is now carefully considering the Court’s judgment and Amigo’s response.

416. Creditworthiness and affordability: common misunderstandings

     Tasks for regulated firms Published: 26/06/2015 Last modified: 10/02/2023
     There are some common misconceptions among consumer credit firms as to what the FCA rules on creditworthiness and affordability mean. They explain some of the main points and what firms should do to comply with their rules.

417. Review of implementation of platform rules

     Thematic reviews Published: 03/03/2014 Last modified: 01/09/2016
     Platforms have become an important part of the investment market, with as many as 3 million customers using them to invest a total of more than £250bn of assets. ... issues. The video below highlights more of our findings and some areas for further focus

418. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

419. Vector Wealth Ltd enters administration

     News stories Published: 22/04/2022 Last modified: 27/04/2022
     We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

420. Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms

     Press Releases Published: 05/03/2015 Last modified: 25/11/2021
     A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits.