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Showing 351 to 360 of 754 search results for vulnerable customers fairly.

  1. Client agreements for transferring investment business

    Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
    Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent

  2. Agile regulation and planning for success

    Speeches Published: 06/10/2022 Last modified: 06/10/2022
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

  3. Apply to become a general insurance intermediary

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.

  4. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

  5. Business interruption insurance test case – Insurer claims data

    Data Published: 31/03/2023 Last modified: 31/03/2023
    The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

  6. FSA - General Insurance and Pure Protection Products [pdf]

    Archive Published: 14/07/2006 Last modified: 03/08/2016
    This report is based on our supervisory work, information from individual firms and trade bodies and customer bodies active in this sector (rather than firm specific visits, surveys or similar).

  7. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Financial promotions quarterly data 2023 Q4

    Data Published: 14/02/2024 Last modified: 15/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.

  9. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    They say financial consumers are especially vulnerable as many financial products are credence or experience services, given suppliers’ need to pursue profit which, they argue, is both the strength and weakness ... In our big data work on credit cards

  10. FCA and Industry Working Group on interest-only mortgages

    Mortgages Published: 21/02/2024 Last modified: 26/06/2024
    We are working with mortgage lenders and administrators to continue its work in the interest-only mortgage market.
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