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Showing 701 to 710 of 754 search results for vulnerable customers fairly.

701. Finalised Guidance: Consumer Credit and coronavirus: updated Tailored Support Guidance for firms

     Finalised guidance Published: 27/01/2021 Last modified: 27/01/2021
     This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers.

702. The FCA’s approach to supervising wealth management and private banking firms

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

703. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

     Press Releases Published: 16/07/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to

704. Payday firm Dollar agrees to improve lending practices and refund £700,000 to its customers

     Press Releases Published: 14/07/2014 Last modified: 15/07/2014
     Payday firm Dollar agrees to improve lending practices and refund £700,000 to its customers. ... It will also consider whether customers are being treated fairly and are now only being lent sums that they can afford to repay.

705. Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group

     Press Releases Published: 08/11/2016 Last modified: 08/11/2016
     This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty.

706. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

     Press Releases Published: 31/01/2014 Last modified: 31/01/2014
     When the failings were uncovered, State Street UK was found to have breached three of the FCA’s Principles of Business: it failed to treat its customers fairly; it failed to ... Customers’ interests: Principle six. A firm must pay due regard to the

707. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

     Press Releases Published: 03/10/2013 Last modified: 07/02/2022
     he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

708. Draft Guidance: Consumer Credit and coronavirus: updated Tailored Support Guidance for firms

     Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
     This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers.

709. FCA sets out potential remedies to tackle concerns about general insurance pricing

     Press Releases Published: 04/10/2019 Last modified: 04/10/2019
     The FCA has today published the interim report of its market study into the pricing of home and motor insurance.

710. Information on how Consumer Credit Act 1974 s.75 applies to travel services payments – September 2021

     FOI Release Date of Release: 21/09/2021
     FCA provides information on how Consumer Credit Act 1974 s.75 applies to travel services payments made via travel agents.