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Showing 121 to 130 of 464 search results for wholesale insurance broker.

  1. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 

  2. FSA Supervisory Notice 2009: Griffiths McAlister Insurance Brokers Limited [pdf]

    Supervisory notices Published: 01/03/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: Griffiths McAlister Insurance Brokers Limited

  3. Credit brokers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 25/05/2022
    Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.

  4. Final Notice 2017: Best Broker Limited [pdf]

    Final notices Published: 20/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  5. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  6. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.

  7. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.

  8. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.

  9. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  10. FSA - General insurance intermediaries [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on General Insurance Intermediaries.
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