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Showing 161 to 170 of 464 search results for wholesale insurance broker.
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FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies
The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237. -
Unique Car Insurance; Unique Car Insurance 17
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Final Notice 2023: ADM Investor Services International Limited [pdf]
This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Business related to serious financial crime control failings in the Wholesale Intermediaries and Brokers sector. We imposed a financial penalty of £6,470,600. -
Debt management activity and authorisation
Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts. -
The retail intermediary market 2021
This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR). -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
Vets and dentists
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
RMA-I Supplement Product Sales Data: help text
The sales were passed up a chain(iethere is more than one broker between the customer and the product provider)AND. ... IPRU IS Annex 11Page 25 of definitions 11.3 provides description of the insurance product types. -
The retail intermediary market 2020
This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR). -
Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.