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Showing 201 to 210 of 464 search results for wholesale insurance broker.

  1. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  2. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

  3. Sector Views 2017

    Corporate documents Published: 18/04/2017 Last modified: 05/04/2018
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into sectors and monitor them continuously.

  4. Call for Input on access to insurance

    Feedback statements Published: 25/06/2018 Last modified: 04/04/2019
    We are publishing our response to the Call for Input on Access to Insurance. In this Call for Input we invited views on the ability of consumers who have, or have had cancer, to access travel insurance.

  5. Information on data breaches by category - June 2021

    FOI Release Date of Release: 08/06/2021
    The FCA provides information on data breaches by category up to the end of March 2021.

  6. Building on experience

    Speeches Published: 17/04/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.

  7. No Quibble Insurance (clone) (clone of FCA authorised firm)

    Warnings Published: 06/04/2020 Last modified: 06/07/2021
    No Quibble Insurance (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  8. Operational resilience insights for insurance firms

    Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
    Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

  9. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2018
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 02/11/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
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