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Showing 231 to 240 of 464 search results for wholesale insurance broker.

  1. LIBOR – 6 months to go

    Speeches Published: 05/07/2021 Last modified: 05/07/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy, delivered at UK Finance's Commercial Finance Week

  2. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

  3. Retail Investments Product Sales Data dashboard

    Data Published: 27/06/2024 Last modified: 27/06/2024
    This page provides a breakdown of retail investment products sales data from 1 January 2019 to 31 December 2023.

  4. Personal data and supervision

    Last modified: 13/12/2023
    How and why the FCA uses personal data to carry out its supervision functions.

  5. Attestations

    About us How we regulate Published: 19/04/2016 Last modified: 18/06/2024
    Fine out how and why the FCA uses attestations as a supervisory tool.

  6. Financial promotions case studies

    Tasks for firms Published: 09/07/2021 Last modified: 28/05/2024
    Examples of good and bad practice when promoting financial services, and our expectations for promotions to be clear, fair and not misleading.

  7. FCA appoints new Director of Competition

    Press Releases Published: 05/09/2018 Last modified: 05/09/2018
    The Financial Conduct Authority (FCA) has appointed Sheldon Mills as its new director of competition. Sheldon is currently senior director, mergers and state aid at the Competition and Markets Authority (CMA).

  8. Alpha Insurance A/S declared bankrupt – UK policyholders must immediately seek alternative cover

    Statements Published: 09/05/2018 Last modified: 02/10/2019
    Alpha Insurance A/S ('Alpha') is an insurance firm authorised and regulated by the Danish Financial Supervisory Authority. It operates in the UK on a freedom of services basis which means that some customers, both private and commercial, based in

  9. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

  10. Consumer credit income – what to report

    Tasks for firms Published: 24/10/2017 Last modified: 03/05/2024
    See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007.
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