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Showing 241 to 250 of 464 search results for wholesale insurance broker.

  1. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. FCA publishes thematic review into dark pools

    Press Releases Published: 21/07/2016 Last modified: 21/07/2016
    Andrew Bailey, chief executive of the FCA said:. “It is vital that we have clean, effective and competitive wholesale financial markets. ... Thematic review: TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets.

  3. Promoting competitiveness is a juggling act

    Speeches Published: 18/04/2024 Last modified: 18/04/2024
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

  4. Sector Views 2018

    Corporate documents Published: 09/04/2018 Last modified: 16/04/2018
    The FCA's Sector Views bring its collective intelligence together and gives an overall FCA view of how each sector is performing.

  5. Financial promotions quarterly data 2022 Q4

    Data Published: 03/02/2023 Last modified: 05/05/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

  6. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

  7. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FCA Data Bulletin issue 8 - underlying data [xlsx]

    Data Published: 23/02/2017
    Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market.

  9. FSA Q2 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. FCA Data Bulletin issue 7 - underlying data [xlsx]

    Data Published: 28/10/2016
    Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.
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