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Showing 291 to 300 of 464 search results for wholesale insurance broker.

  1. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

  2. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    Future publications on banking accountability. Final rules on the inclusion of wholesale activities in the Certification Regime – in time for commencement of the regime.

  3. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    You are a critical group of users within the vast complexity of today’s wholesale securities markets. ... In light of the misconduct and allegations, and recognising the importance of these markets to the UK, the Government announced FEMR – a

  4. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

  5. Report on insurance for multi-occupancy buildings

    Corporate documents Published: 21/09/2022 Last modified: 21/09/2022
    Our recommendations for measures that industry, Government and regulators can take to increase the availability and affordability of cover for leaseholders of multi-occupancy buildings.

  6. FCA engages with firms on claims handling thematic review

    Press Releases Published: 09/04/2014 Last modified: 10/04/2014
    Martin Wheatley, the chief executive of the FCA, launched the review in a speech to the British Insurance Brokers’ Association conference in May last year. ... management of supply chains in household insurance claims;. how medical conditions are dealt

  7. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

  8. Advies Business Invest BVBA (clone of FCA authorised firm)

    Warnings Published: 12/02/2008 Last modified: 10/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  9. A financial system to support the recovery

    Speeches Published: 16/06/2020 Last modified: 16/06/2020
    Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

  10. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.
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