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Showing 311 to 320 of 464 search results for wholesale insurance broker.
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Consumer Duty: Not once and done
Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
Information on Cyber Incidents reported to the FCA - August 2020
FCA provides information on Cyber incidents reported to us in 2019 and 2020 -
Sector Views - published February 2020
We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness. -
FCA issues research on mortgage switching
The FCA has today released our latest research into mortgage switching and how consumers can be encouraged to seek out better deals -
Financial promotions quarterly data 2023 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
FCA steps up focus on fair use of client dealing commission
The FCA reviewed 17 investment managers and 13 brokers between November 2013 and February 2014. ... Brokers did not explicitly price their research as a distinct service, leading to price opacity in the market. -
Seizing opportunity – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.