Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 371 to 380 of 464 search results for wholesale insurance broker.

  1. Penny James appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 31/01/2022 Last modified: 31/01/2022
    The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. 
  2. FCA confirms measures to help insurance customers who may be suffering financial difficulties as a result of coronavirus

    Press Releases Published: 14/05/2020 Last modified: 14/05/2020
    We confirm temporary measures to help customers who hold insurance and premium finance products and who may be in financial difficulty because of coronavirus (Covid-19)
  3. TR14/11 - Price comparison websites in the general insurance sector

    Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
    TR14/11 - Price comparison websites in the general insurance sector. Thematic reviews First published:. ... This report is aimed at price comparison websites (PCWs), insurers, brokers, relevant trade associations and consumer bodies.
  4. Whistleblowing reports by firm type 2019-2022 - February 2022

    FOI Release Date of Release: 18/02/2022
    The FCA provides data on whistleblowing disclosures.
  5. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.
  6. Cultural evolution: how culture must change to meet expectations

    Speeches Published: 26/06/2023 Last modified: 26/06/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.
  7. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.
  8. Information on Anti Money Laundering investigations in 2021 - February 2022

    FOI Release Date of Release: 16/02/2022
    The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.
  9. Insights from the 2021 Cyber Coordination Groups

    Research insights Published: 08/12/2022 Last modified: 01/02/2023
    An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.
  10. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.