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Showing 411 to 420 of 464 search results for wholesale insurance broker.

  1. TR15/5: Provision of premium finance to retail general insurance customers

    Thematic reviews Published: 11/05/2015 Last modified: 30/08/2016
    TR15/5: Provision of premium finance to retail general insurance customers. Thematic reviews First published:. ... This report is aimed at general insurance intermediaries, insurers, relevant trade associations and consumer bodies.

  2. FG15/7 - Guidance on financial crime systems and controls

    Finalised guidance Published: 27/04/2015 Last modified: 30/08/2015
    In November 2014, we consulted on proposed examples of good practice from two thematic reviews that considered small banks’ anti-money laundering and financial sanctions, and small commercial insurance brokers’

  3. FCA publishes finalised guidance for the fair-treatment of closed-book customers

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has today published its finalised guidance providing firms with detailed information on the actions they should be taking in order to treat their closed-book customers fairly. The FCA wants to ensure that

  4. The role of consumer decision-making in ensuring good market dynamics in the mortgage sector

    Speeches Published: 05/10/2016 Last modified: 31/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference.

  5. Exchange of letters and work on multiple-occupancy residential buildings insurance

    News stories Published: 28/01/2022 Last modified: 10/05/2022
    We outline the work we are carrying out in the insurance market for multi-occupancy residential buildings.

  6. FS16/5: Call for Inputs on Big Data in retail general insurance

    Feedback statements Published: 21/09/2016 Last modified: 06/03/2017
    In this Feedback Statement we summarise the responses we have received to our Call for Inputs on the use of Big Data in retail general insurance (GI), and outline our responses to the issues raised.

  7. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

    Thematic reviews Published: 21/07/2016 Last modified: 15/11/2016
    TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets. ... The findings and key messages in this report are most pertinent to wholesale market participants, including asset managers, the operators of broker crossing

  8. FCA appoints two new senior advisers focused on competition and investment banking

    Press Releases Published: 23/04/2014 Last modified: 23/04/2014
    Gunner Burkhart will be providing advice to the FCA on wholesale and markets issues. ... In 2001, He joined Deutsche Asset Management on the executive committee as global head of trading and broker relationship management.

  9. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  10. Defined benefit pension transfers market data October 2018-March 2020

    Data Published: 18/01/2021 Last modified: 29/01/2021
    Defined benefit pension transfers market data October 2018-March 2020
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