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Showing 431 to 440 of 464 search results for wholesale insurance broker.

431. Restrictions placed on IBP Markets Limited and the Firm enters special administration

     News stories Published: 13/10/2023 Last modified: 05/06/2024
     We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

432. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

     Press Releases Published: 29/10/2013 Last modified: 29/10/2013
     Firms should be in no doubt that the spotlight will remain on wholesale conduct and we will hold them to account if they fail to meet our standards.”. ... Collude with individuals at other LIBOR banks and interdealer broker firms who sought to

433. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

     Policy statements Published: 06/10/2015 Last modified: 26/05/2016
     PRA-designated investment firms, and. insurance and reinsurance firms within the scope of Solvency II, the Society of Lloyd’s and managing agents. ... we regulate, such as stockbrokers, mortgage brokers, insurance brokers, investment firms and consumer

434. Coronavirus and customers in temporary financial difficulty: draft guidance for insurance and premium finance firms

     Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 07/05/2020
     FCA guidance on our expectations for firms when dealing with customers of general insurance and pure protection contracts who may be experiencing temporary financial difficulty because of coronavirus

435. Financial watchdog consults about protections for insurance customers in financial difficulty

     Press Releases Published: 11/01/2023 Last modified: 11/01/2023
     The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty.

436. Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms

     Policy and guidance Finalised guidance Published: 14/05/2020 Last modified: 30/10/2020
     We set out our expectations for firms when considering the fair treatment of existing customers, and in particular customers with temporary financial difficulties due to coronavirus.

437. Financial Lives January 2023: Consumer experience of the rising cost of living – the burden of bills and ways to get support

     Financial Lives Published: 17/05/2023 Last modified: 26/07/2023
     The FCA are providing selected statistics in this research note from its Financial Lives cost of living (Jan 2023) recontact survey, to give an insight into the financial situation UK adults experienced over the 6 months to January 2023.

438. FCA fines CT Capital Ltd for failures related to PPI complaint handling

     Press Releases Published: 01/06/2016 Last modified: 01/06/2016
     The Financial Conduct Authority (FCA) has today fined CT Capital Ltd (CT Capital) £2,360,900 for serious failings in its historic Payment Protection Insurance (PPI) complaint handling processes. ... CT Capital was the parent company of a group of

439. Defined Benefit (DB) transfers – further update on our work

     Multi-firm reviews Published: 05/06/2020 Last modified: 24/08/2020
     We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area.

440. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

     Speeches Published: 29/06/2017 Last modified: 29/06/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.