Search results

Showing 461 to 464 of 464 search results for wholesale insurance broker.

461. FCA one year on – effective regulation goes hand-in-hand with sustainable businesses

     Speeches Published: 12/05/2014 Last modified: 13/05/2014
     Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version.

462. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

463. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

     Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
     Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.

464. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.