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Showing 81 to 90 of 464 search results for wholesale insurance broker.

81. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... The Upper Tribunal (Tribunal) has directed the Financial Conduct Authority (FCA) to prohibit former insurance broker Stephen Robert Allen on

82. UK Global Insurance Brokers (Clone of FCA authorised firm)

    Warnings Published: 12/06/2023 Last modified: 12/06/2023
    UK Global Insurance Brokers (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

83. Insurance fraud

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    We have a voluntary scheme where you can let us know if you suspect or have evidence of fraud by an insurance broker.

84. Wentworth Insurance Brokers Limited (clone) (clone of FCA authorised firm)

    Warnings Published: 06/06/2019 Last modified: 21/11/2020
    Wentworth Insurance Brokers Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

85. Information on whistleblowing reports from general insurance brokers - April 2022

    FOI Release Date of Release: 04/04/2022
    The FCA provides information on whistleblowing reports from general insurance brokers.

86. William Fountain Insurance Brokers (Clone of FCA Authorised Firm)

    Warnings Published: 03/08/2022 Last modified: 03/08/2022
    William Fountain Insurance Brokers (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

87. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

88. Data

    Last modified: 18/04/2024
    All data published by the Financial Conduct Authority.

89. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

    Final notices Published: 08/12/2022
    This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

90. First Supervisory Notice 2020: Triton Insurance Brokers Ltd [pdf]

    Supervisory notices Published: 20/03/2020
    We varied the firm’s permission and imposed requirements on the firm.