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Showing 251 to 260 of 990 search results for wide firm complaints data.

  1. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Whether we hold any relevant adverse information. Whether we areaware of any complaints against the firm. ... Whether the firm has been subject to censure, criticism or disciplinary proceedings by us.

  2. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

  3. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 

  4. Complain about us, the PRA or the Bank of England (the regulators)

    How we operate Published: 04/04/2016 Last modified: 13/03/2024
    Find out how to make a complaint about the regulators and how we investigate complaints.

  5. FCA begins review on data in wholesale markets

    Press Releases Published: 09/03/2020 Last modified: 13/03/2020
    FCA begins review on data in wholesale markets

  6. CryptoSprint outputs

    Focus areas Published: 11/05/2022 Last modified: 23/02/2023
    Learn more about our first policy-focused CryptoSprint events held in May and June 2022.

  7. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

  8. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  9. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

  10. Statement on foreign exchange market investigation

    Statements Published: 16/10/2013 Last modified: 16/10/2013
    We can confirm that we are conducting investigations alongside several other agencies into a number of firms relating to trading on the foreign exchange (forex) market. ... As part of this we are gathering information from a wide range of sources
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