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Showing 371 to 380 of 990 search results for wide firm complaints data.

371. The regulatory challenge

     Speeches Published: 23/02/2015 Last modified: 24/02/2015
     You are, within your respective firms, also, I hope, performing those functions I have described. ... To do that successfully requires firms to use their judgement and common sense.

372. Consumer investments data review April 2020 - March 2021

     Data Published: 15/09/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

373. Consumer credit – Ongoing service and end of agreement

     Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
     We outline why your commitment to customers does not end after they enter into an agreement with you.

374. Statement on Plevin v Paragon Personal Finance Ltd

     Statements Published: 27/05/2015 Last modified: 27/06/2019
     In January, the Financial Conduct Authority (FCA) announced that it would be collecting evidence on current trends in complaints on payment protection insurance (PPI).

375. Online trading scams

     Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
     Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.

376. Information on furlough fraud - November 2022

     FOI Release Date of Release: 11/11/2022
     FCA provides information on furlough fraud.

377. KBW Associates Ltd files for liquidation

     Statements Published: 11/12/2018 Last modified: 10/01/2019
     KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.

378. Close links

     Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
     Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.

379. Liberty SIPP Limited enters administration

     Statements Published: 28/04/2020 Last modified: 28/04/2020
     On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators').

380. Customer Understanding of Transactions

     News stories Published: 12/04/2016 Last modified: 12/04/2016
     their approach to designing products, providing understandable information to consumers and dealing with complaints. ... We can report that in general firms demonstrated good practice. Examples of positive practices we observed through our survey include: