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Showing 401 to 410 of 990 search results for wide firm complaints data.

401. FS19/6: Climate change and green finance

     Feedback statements Published: 16/10/2019 Last modified: 18/10/2019
     This Feedback Statement summarises the responses we received from stakeholders to our Discussion Paper (18/8) on Climate Change and Green Finance that we published in October 2018, and sets out our actions and next steps.

402. Our Annual Report and Accounts 2018/19

     Corporate documents Annual reports Published: 09/07/2019 Last modified: 09/09/2020
     The Annual Report and Accounts 2018/19 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2018/19. 

403. FSA publishes discussion paper on transparency

     Press Releases Published: 04/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more

404. Aggregate complaints data charts 2013 H2 [pdf]

     Data Published: 09/04/2014 Last modified: 12/07/2016
     These charts look at total opened complaints over time, number of opened complaints by type of product, percentage change in volume of opened complaints for the ten most complained about product types between 2013 H1 and 2013 H2 and percentage of

405. Aggregate complaints data charts 2013 H1 [pdf]

     Data Published: 16/10/2013 Last modified: 04/08/2016
     These charts look at total opened complaints over time, number of opened complaints by type of product and percentage change in volume of opened complaints for the ten most complained about products between second half of 2012 and the first half of

406. Appointed representatives and networks

     Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
     Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

407. TR14/18 – Complaint handling

     Thematic reviews Published: 17/11/2014 Last modified: 10/11/2016
     In relation to complaints, this means firms having effective and transparent complaint-handling arrangements which ensure that complaints are dealt with reasonably, promptly and fairly. ... The 15 firms in the review have identified improvements they can

408. Consumer Duty: the art of the possible in a year

     Speeches Published: 20/02/2024 Last modified: 20/02/2024
     Speech by Sheldon Mills, FCA Executive Director of Consumers & Competition on the Consumer Duty at KPMG.

409. Speech: Beyond economics?

     Insight Published: 25/01/2017 Last modified: 28/02/2017
     consumer advocacy bodies, marketing by firms, institutional structures such as courts and so on. ... behavioural analysis to promote firms’ compliance – a new paper. Third, two examples from public sector management:.

410. Client asset reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.