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Showing 411 to 420 of 990 search results for wide firm complaints data.

411. Personal data and authorisation

     Last modified: 25/01/2024
     How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

412. Capital requirements reporting

     Tasks for regulated firms Published: 04/08/2015 Last modified: 09/02/2023
     Once your firm has been authorised by us, we send a reporting schedule with how you report and record information about your firm. Find out what you need to report to us.

413. The implementation period for any rules arising from CP20/19

     Statements Published: 23/03/2021 Last modified: 23/03/2021
     Read the FCA's statement on changes to the implementation period for its proposed new rules on general insurance pricing practices.

414. Insurance brokers due diligence on insurers

     Tasks for regulated firms Published: 21/08/2018 Last modified: 14/02/2023
     Brokers should be able to demonstrate that they have carefully considered the insurers that they place their customers’ business with.

415. LIBOR: preparing for the end

     Speeches Published: 15/07/2019 Last modified: 15/07/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York, USA.

416. Approving financial promotions

     Tasks for firms Published: 26/11/2019 Last modified: 28/05/2024
     Firms which approve financial promotions must ensure those promotions follow FCA rules. Find out about approving financial promotions of unauthorised persons.

417. Payment institution applicants

     Tasks for firms Published: 08/05/2015 Last modified: 19/06/2024
     Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

418. FCA responds to complaints into its regulation of Premier FX

     Statements Published: 19/08/2022 Last modified: 19/08/2022
     Response to complaints from people who complained to the FCA after losing money when Premier FX (PFX), a payment services firm, authorised for money remittance, collapsed in 2018.

419. PS20/9: General Insurance Value Measures

     Policy statements Published: 30/01/2019 Last modified: 22/09/2020
     This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data.

420. Land banking investment schemes

     Scams Published: 04/04/2016 Last modified: 17/08/2018
     Find out how schemes to invest in a plot of land work, how to tell whether it is a scam, and why the structure of the scheme matters.