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Showing 481 to 490 of 990 search results for wide firm complaints data.

481. FCA publishes third MiFID II consultation paper

     Press Releases Published: 29/09/2016 Last modified: 29/09/2016
     The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

482. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

     News stories Published: 20/10/2021 Last modified: 24/03/2022
     On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.

483. FCA operating service metrics 2021/22

     Data Published: 19/07/2022 Last modified: 20/12/2023
     The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

484. Annual controllers reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this.

485. Reaping the rewards of investing in women

     Speeches Published: 16/04/2024 Last modified: 24/04/2024
     Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference

486. Critical issues in financial regulation: The FCA's perspective

     Speeches Published: 26/04/2022 Last modified: 28/04/2022
     Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

487. MS23/1: Wholesale data market study: benchmarks, credit ratings data and market data vendors

     Market studies Published: 02/03/2023 Last modified: 29/02/2024
     We have launched the wholesale data market study with the publication of our terms of reference and Market Study notice.

488. Registered account information service provider (RAISP) applicants

     Tasks for firms Published: 11/10/2017 Last modified: 19/06/2024
     Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

489. FCA data show 4.29m complaints for first half of 2019

     Press Releases Published: 17/10/2019 Last modified: 17/10/2019
     The Financial Conduct Authority has published the complaints figures for regulated firms for the first half of 2019. The data showed an increase in complaints from 3.91m in the second half (H2) of 2018 to 4.29m for the first half (H1) of 2019.

490. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 24/05/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.