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Showing 561 to 570 of 990 search results for wide firm complaints data.

  1. FCA publishes evaluation of its work on the financial advice market

    Press Releases Published: 03/12/2020 Last modified: 29/11/2021
    FCA publishes evaluation of its work on the financial advice market.
  2. FCA confirms permanent ban on the sale of binary options to retail consumers

    Statements Published: 29/03/2019 Last modified: 29/03/2019
    FCA confirms permanent ban on the sale of binary options to retail consumers 
  3. DAC Pensions Limited enters liquidation – advice on next steps and how to protect yourself from scams

    News stories Published: 31/08/2021 Last modified: 31/08/2021
    This article gives advice to DAC clients on the steps they should take and also advice on how to protect against scams.
  4. Insights from the 2021 Cyber Coordination Groups

    Research insights Published: 08/12/2022 Last modified: 01/02/2023
    An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.
  5. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    1. for the bodies responsible for delivering the Government’s new Guidance Guarantee aimed at those with defined contribution (DC) pensions.The FCA has also published rules requiring pension provider firms ... The FCA has outlined changes to the
  6. CFO Lending Limited enters administration

    News stories Published: 19/09/2016 Last modified: 18/05/2021
    CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.
  7. HomeServe fined £30 million for widespread failings

    Press Releases Published: 13/02/2014 Last modified: 13/02/2014
    from November 2008 to October 2011, to identify and address inappropriate bias within the remuneration structure for the complaint handling teams, which incentivised staff to close as many complaints as possible, ... meaning that there was a risk that
  8. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    on their own gains; and where cross-firm tribalism was more important than the interests of their clients or their firms. ... Where standards are clear, firms need to ensure they are met and that staff are appropriate trained.
  9. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.
  10. Statement on funeral plan provider applications

    Statements Published: 15/02/2022 Last modified: 15/02/2022
    From 29 July 2022, the Financial Conduct Authority (FCA) will regulate funeral plan providers, following a change in the law.