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Showing 651 to 660 of 990 search results for wide firm complaints data.

651. Turning technology against financial crime

     Speeches Published: 23/10/2019 Last modified: 23/10/2019
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

652. Implementing Technology Change

     Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
     This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

653. Supreme Court judgment in FCA’s business interruption insurance test case

     Press Releases Published: 15/01/2021 Last modified: 15/01/2021
     The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.

654. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

655. Consumer Investments: Strategy and Feedback Statement

     Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
     The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

656. PS14/18: Credit broking and fees

     Policy statements Published: 01/12/2014 Last modified: 02/01/2015
     Some 41 per cent of all the complaints received since 1 April by the FCA’s Consumer Credit Department relate to credit broking, and around 80 per cent of these are ... All firms should read the rules carefully and should have made any necessary changes

657. Reporting requirements: sale and rent back firms

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     Sale and rent back firms have had a full reporting regime since 2011. Find out what your firm needs to do.

658. Data on investigations into greenwashing & ESG misselling - July 2022

     FOI Release Date of Release: 11/07/2022
     The FCA provides information on investigations into greenwashing, ESG misselling and other regulatory breaches involving ESG.

659. Mutual societies registration function: 2023-24

     Mutual societies Corporate documents Published: 25/05/2023 Last modified: 22/05/2024
     An update on the FCA's work and a breakdown of societies on the register.  

660. FSA issues fines totalling £4.2m for transaction reporting failures

     Press Releases Published: 08/04/2010 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined three firms a total of £4.2m for failing to provide accurate and timely transaction reports to the FSA.