Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 741 to 750 of 990 search results for wide firm complaints data.

  1. Information on Covid whistleblowing reports for 2020/21 - August 2021

    FOI Release Date of Release: 09/08/2021
    The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21.

  2. Insights from the Cyber Coordination Groups

    Research notes Published: 11/03/2020 Last modified: 09/04/2024
    Insights from the Cyber Coordination Groups

  3. FCA review reveals shortcomings in the provision of premium finance for general insurance

    Press Releases Published: 11/05/2015 Last modified: 11/05/2015
    Firms acting as a credit broker did not always disclose the name of the credit provider or details of their relationship with the firm. ... The FCA expects all firms to consider the findings of the review and take action where necessary.

  4. FCA launch the Financial Services Regulatory Partners Phoenixing Group

    Statements Published: 03/05/2019 Last modified: 03/05/2019
    The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services.

  5. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.

  6. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

    Press Releases Published: 15/05/2014 Last modified: 22/03/2016
    If firms fail to heed these warnings then we will take action against them.”. ... Martins is the second inter-dealer broker firm to be fined for LIBOR misconduct.

  7. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

  8. Insights from the 2020 Cyber Coordination Groups

    Research notes Published: 29/04/2021 Last modified: 29/04/2021
    Overview and insight from the latest quarterly Cyber Coordination Group meeting

  9. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    MiFID II is revising the original directive to introduce substantial and wide ranging measures designed to improve investor protection and promote market integrity, and to meet G20 commitments on reforming and ... published today covers a range of issues

  10. Consumer Duty implementation plans

    Focus areas Multi-firm reviews Published: 25/01/2023 Last modified: 25/01/2023
    The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed
Related searches