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Showing 771 to 780 of 990 search results for wide firm complaints data.

771. Potentially Anomalous Trading Ratio 2019/20

     Data Published: 10/09/2020 Last modified: 11/06/2021
     The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets.

772. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

     Press Releases Published: 12/11/2014 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

773. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

     Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
     MiFID II is a wide-ranging piece of European legislation that will impact on wholesale markets and a wide range of financial services firms in the UK. ... Discussion paper DP15/3 [PDF]. This paper will be of interest to many different types of firm,

774. FCA says logbook lenders must raise standards

     Press Releases Published: 05/06/2014 Last modified: 09/12/2016
     Research published today lifts the lid on how these firms treat their customers. The FCA has found evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their income on

775. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

     Statements Published: 27/03/2018 Last modified: 27/03/2018
     The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors

776. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

     Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
     Feedback on good and poor quality applications made to the FCA under money laundering regulations.

777. FCA launches claims management companies fees cap

     Press Releases Published: 01/03/2022 Last modified: 01/03/2022
     New restrictions will apply to claims management companies to prevent them from charging excessive fees to consumers owed compensation from financial services firms.

778. Payday lenders failing customers in arrears, says FCA

     Press Releases Published: 10/03/2015 Last modified: 10/03/2015
     repayment plans that were clearly unsustainable and subsequently failed. firms not dealing appropriately with issues when things went wrong, for example staff failing to investigate or acknowledge complaints and customers having ... we have restricted

779. Briefing on the FCA’s consultation on its reward offer and trade union recognition

     Last modified: 17/11/2021
     On 22 September, we began consulting with colleagues on our future reward offer. The offer ensures the FCA continues to provide one of the best employment packages of any regulator or enforcement agency in the UK.

780. FCA to investigate use of personal guarantees in certain small business lending

     Press Releases Published: 05/03/2024 Last modified: 05/03/2024
     The Financial Conduct Authority (FCA) has today committed to investigate the use of personal guarantees by lenders to support loans to certain small businesses. The steps come in response to a super complaint from the Federation of Small Businesses