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Showing 831 to 840 of 990 search results for wide firm complaints data.
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FCA acts to help customers get better rates for cash savings
The Financial Conduct Authority (FCA) is today proposing to reform the easy access cash savings market. Under new rules all firms will have to set a single easy access rate (SEAR) across all easy access accounts. Firms will have flexibility to offer -
Tribunal upholds FSA decision to fine firm £8m for market abuse
The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as -
Sapia Trade / Sapia Capital (clone of FCA authorised firm)
Sapia Trade / Sapia Capital (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
Where next for investment and asset management regulation?
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017. -
FG17/8: Streamlined advice and consolidated guidance
This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation. We have updated it to include guidance from our Advice Unit in response to queries received from -
Reforms will make financial advice and guidance work better for consumers
FAMR considered claims data from the Financial Ombudsman Service over the last 3 years and this shows comparatively few complaints relating to advice provided by independent financial advisers longer ago than ... 48% of these types of complaints were -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers. Policy statements First published:. ... we regulate, such as stockbrokers, mortgage brokers, insurance brokers, investment firms and consumer credit firms. -
Pilot general Insurance value measures data – year ending 31 August 2017
The FCA have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017. -
MS18/1: General insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
CP15/39: Rules and guidance on payment protection insurance complaints
CP15/39: Rules and guidance on payment protection insurance complaints. Consultation papers First published:. ... a new rule that would set a deadline by which consumers would need to make their PPI complaints or else lose their right to have them