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Showing 931 to 940 of 990 search results for wide firm complaints data.

931. Draft information for consumers: dealing with financial difficulties during coronavirus

     Guidance consultations Published: 22/05/2020 Last modified: 16/08/2021
     FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus

932. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

933. Standard Life Aberdeen (clone of FCA recognised product and UK registered company)

     Warnings Published: 29/10/2020 Last modified: 13/07/2021
     Standard Life Aberdeen (clone of FCA recognised product and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

934. CP13/10: Detailed proposals for the FCA regime for consumer credit

     Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
     firms that are considering carry out consumer credit activities, including debt recovery agents. ... What information and how frequently firms will have to report to us, including on complaints (Chapters 4 and 11).

935. FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services 

     Feedback statements Published: 12/07/2023 Last modified: 12/07/2023
     We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors

936. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

     Press Releases Published: 23/04/2015 Last modified: 24/04/2015
     This case shows how seriously we view a failure to cooperate with our investigations and our determination to take action against firms where we see wrongdoing.”. ... Benchmark reference rates such as LIBOR also affect payments made under a wide range

937. CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts

     Consultation papers Published: 26/09/2014 Last modified: 29/05/2018
     interests in firms providing sponsor services, in particular, whether the current approach to conflicts appropriately protects the interest of investors. ... firms and sponsors advising issuers of premium listed securities. firms or persons investing in

938. Cryptoasset registration: information for applicants

     Published: 26/10/2023 Last modified: 07/02/2024
     The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.

939. New Chairs of the FCA Practitioner Panel and Markets Practitioner Panel announced today

     Press Releases Published: 28/06/2019 Last modified: 01/07/2019
     The Financial Conduct Authority Chair, Charles Randell, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.

940. Financial Lives 2020 survey: the impact of coronavirus

     Data and research Financial Lives Published: 11/02/2021 Last modified: 26/07/2023
     The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey.