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Showing 141 to 150 of 384 search results for wide firm complaints data for 2013.
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FCA announces changes to its Executive Committee
Stephen Braviner Roman appointed General Counsel and member of FCA's Executive Committee. Megan Butler to step down as Executive Director of Transformation. -
Caution urged when investing through Harlequin
Caution urged when investing through Harlequin. News stories First published:. 17/06/2013. ... If you have any queries about the firm you should contact its joint liquidators, Shipleys and Leonard Curtis. -
The journey to a sustainable credit market
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Credit Summit. This is the text of the speech as drafted, which may differ from the delivered version. -
Meeting the growth challenge
Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime. -
Heritage Pensions Limited in liquidation
As Heritage Pensions Limited has entered liquidation, we set out the steps Heritage clients should take and advice on how to protect against scams. -
Personal data and mutuals registration
How and why the FCA uses personal data that is collected for mutuals registration. -
Business Plan 2024/25
Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
The FCA fines Rabobank £105 million for serious LIBOR-related misconduct
2013, the FSA fined The Royal Bank of Scotland plc £87.5 million for misconduct relating to LIBOR. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not