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Showing 171 to 180 of 384 search results for wide firm complaints data for 2013.

171. FCA publishes third MiFID II consultation paper

     Press Releases Published: 29/09/2016 Last modified: 29/09/2016
     The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

172. Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products

     Press Releases Published: 25/09/2014 Last modified: 07/02/2022
     The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014.

173. The FCA has fined Liberty Mutual Insurance Europe SE £5.2 million for failures in its oversight of mobile phone insurance claims and complaints handling

     Press Releases Published: 30/10/2018 Last modified: 30/10/2018
     The Financial Conduct Authority (FCA) has fined Liberty Mutual Insurance Europe SE (Liberty) £5,280,800 for failures between 5 July 2010 and 7 June 2015 in its oversight of its mobile phone insurance claims and complaints handling processes

174. FCA fines CT Capital Ltd for failures related to PPI complaint handling

     Press Releases Published: 01/06/2016 Last modified: 01/06/2016
     Between May 2011 and November 2013, during which time it handled 6,669 PPI complaints, CT Capital failed to put in place complaint handling processes to deal with PPI complaints appropriately, ... Following feedback from the FCA in 2013 CT Capital

175. FCA announces further action on defined benefit transfers

     Press Releases Published: 19/06/2019 Last modified: 19/06/2019
     The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers.

176. The FCA launches review into price comparison websites

     Press Releases Published: 24/11/2013 Last modified: 09/12/2016
     Check firms are doing the basics, such as complying with all relevant FCA regulatory responsibilities and clearly explaining their role and complaints regime. ... On the 1 April 2013 the FCA became responsible for the conduct supervision of all regulated

177. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

     Press Releases Published: 15/05/2014 Last modified: 22/03/2016
     On 29 October 2013, the FCA fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by

178. Darren Newton banned from working in the financial services sector

     Press Releases Published: 20/12/2018 Last modified: 20/12/2018
     The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited.

179. IRHP: background to the review

     Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
     Information on why the review was conducted. 

180. FCA publishes update to pension redress methodology

     Press Releases Published: 10/03/2017 Last modified: 10/03/2017
     The Financial Conduct Authority (FCA) has today announced proposals for updating the methodology used to calculate the redress owed to consumers who were given unsuitable advice to transfer out of a defined benefit (DB) pension scheme.