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Showing 181 to 190 of 384 search results for wide firm complaints data for 2013.

181. FCA clarifies fairer treatment of regular premium PPI complaints

     Press Releases Published: 04/07/2018 Last modified: 04/07/2018
     The Financial Conduct Authority (FCA) has today issued a consultation paper on new guidance about the handling of certain regular premium payment protection insurance (PPI) complaints. The proposed guidance clarifies FCA expectations.

182. Privacy notice

     Last modified: 16/04/2024
     The FCA's privacy notice explains how and why it uses your personal data.

183. 100 days of the FCA

     Speeches Published: 09/07/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

184. FCA proposes stronger requirements on oversight of appointed representatives

     Press Releases Published: 03/12/2021 Last modified: 03/12/2021
     FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

185. Carbon credit trading scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

186. Regulatory hosting services

     Firm authorisation Published: 11/07/2023 Last modified: 09/05/2024
     Read information for principal firms operating as regulatory hosts.

187. Investors in CF Arch cru funds must ask adviser for review

     News stories Published: 17/12/2012 Last modified: 23/04/2013
     Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme.

188. FCA finds firms fail to deliver best execution

     Press Releases Published: 31/07/2014 Last modified: 31/07/2014
     The firms we reviewed have ceased this practice and the FCA will take action against any firm where it continues. ... This review comes ahead of the introduction of enhanced EU-wide rules on best execution and is linked to the FCA’s work on firms’

189. FCA fines Barclays £284,432,000 for forex failings

     Press Releases Published: 19/05/2015 Last modified: 17/11/2021
     The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

190. UBS fined £9.45m for failings in its sale of an AIG fund

     Press Releases Published: 12/02/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.