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Showing 101 to 110 of 278 search results for wide firm complaints data for 2014.

  1. CPP card and identity protection compensation scheme closure

    News stories Published: 27/03/2015 Last modified: 13/03/2017
    Only complaints that have already been referred to the scheme’s dispute procedure will now be considered. ... The firms that participated in the scheme do not have to consider complaints or compensation claims received from customers, where the subject

  2. Mutual societies registration function: 2022-23

    Mutual societies Corporate documents Published: 26/05/2023 Last modified: 26/05/2023
    An update on the FCA's work and a breakdown of societies on the register.  

  3. The future of LIBOR

    Speeches Published: 27/07/2017 Last modified: 27/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.

  4. Besso Limited fined for anti-bribery and corruption systems failings

    Press Releases Published: 19/03/2014 Last modified: 19/03/2014
    Despite receiving two visits from us, and numerous industry wide warnings, Besso failed to ensure that they had proper systems and controls in place to counter the risks of bribery and ... Firms must play their part in preserving the integrity of the UK

  5. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    As a result, you may wish to make a complaint to the firm which sold you the investment or make a claim against it. ... Be clear that you are making a complaint. Under our rules, the firm should have a procedure to follow to resolve matters with you in a

  6. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.

  7. Personal data and mutuals registration

    Last modified: 22/02/2023
    How and why the FCA uses personal data that is collected for mutuals registration.

  8. FSA publishes consultation on framework for the consumer credit regime

    Press Releases Published: 06/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue

  9. Executive committees

    About us Who we are Published: 02/04/2016 Last modified: 15/07/2024
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

  10. Darren Newton banned from working in the financial services sector

    Press Releases Published: 20/12/2018 Last modified: 20/12/2018
    The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited.
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