Search results
Showing 191 to 200 of 278 search results for wide firm complaints data for 2014.
-
Financial Conduct Authority consults on changes to PPI complaint handling rules
Making such complaints is free to consumers and most people should not need to use a claims management company to assist them. ... for example those consumers who have received letters from firms in the last few years which specified they had three years -
Regulating the pensions and retirement income sector: an FCA perspective
Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event. -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
Interpreting the data
Find out how the data the FCA requires from providers of personal and business current accounts is measured. -
Investment Funds, Markets Liquidity and the Investor
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty
Statements First published:. 17/01/2014. Last updated: 08/11/2016. Share page. ... Answer:. RBS instructed law firm Clifford Chance to conduct a review of the principal allegation in the Tomlinson Report – that RBS, through its Global Restructuring -
Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
In March 2012, Lloyds issued guidance instructing complaint handlers that the overriding principle when assessing complaints was that Lloyds’ PPI sales processes were compliant and robust unless told otherwise (the Overriding ... Some complaint -
Barclays fined £38 million for putting £16.5 billion of client assets at risk
Press Releases First published:. 23/09/2014. Last updated: 30/08/2015. Share page. ... The FCA’s Rules are there to protect client assets if a firm becomes insolvent. -
ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR
Press Releases First published:. 25/09/2013. Last updated: 04/11/2014. Share page. ... IEL is the first broking firm to be fined for failings relating to the benchmark.