Search results
Showing 81 to 90 of 278 search results for wide firm complaints data for 2014.
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Packaged bank accounts: TR16/8
This report provides the findings from our thematic review into packaged bank accounts (PBAs). The review was performed to assess how firms implemented the PBA Insurance: Conduct of Business Sourcebook rules that were introduced in March 2013. We -
FCA publishes Guidance Guarantee Policy Statement
FCA publishes Guidance Guarantee Policy Statement. Press Releases First published:. 27/11/2014. ... 1. for the bodies responsible for delivering the Government’s new Guidance Guarantee aimed at those with defined contribution (DC) pensions.The FCA has -
General insurance add-ons market study
A wide range of general insurance products are sold alongside or on the back of ‘primary products’. ... This will interest:. firms that sell general insurance add-on products or are considering selling these products. -
Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR. -
2016 fines
This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty). -
Close links
Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links. -
Annual Report 2013/14
Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation. -
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review
This report summarises the key findings of our market-wide thematic review of how firms are applying the responsible lending rules introduced in April 2014 following the Mortgage Market Review (MMR). ... This report summarises the key findings of our -
Consumer protection in the listing regime
Consumer protection in the listing regime. Speeches First published:. 21/03/2014. Last updated: 28/03/2014. ... Shortly after I agreed with Nilufer that this would be an interesting topic for my address, she sent me a copy of the client briefing her firm -
Statement on Plevin v Paragon Personal Finance Ltd
In January, the Financial Conduct Authority (FCA) announced that it would be collecting evidence on current trends in complaints on payment protection insurance (PPI).