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Showing 111 to 120 of 324 search results for wide firm complaints data for 2015.

111. Overview of the FCA prudential approach

     Speeches Published: 21/05/2015 Last modified: 21/05/2015
     Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version.

112. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

     Policy statements Published: 03/07/2017 Last modified: 03/07/2017
     It also affects a wide range of firms that we authorise and recognise, particularly:. ... prospective data reporting service providers. investment managers. stockbrokers. investment advisers. corporate finance firms and venture capital firms.

113. Review of firms’ handling of complaints about packaged bank accounts

     Multi-firm reviews Published: 07/07/2017 Last modified: 07/07/2017
     Findings from our review of how firms handle complaints about packaged bank accounts.

114. Persistency reports: insurance companies

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     Insurance companies with permission to carry out life policies, must send us a persistency report by 30 April each year, in line with SUP16.8. Learn more on submitting a report.

115. Client money and assets reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

116. Complaints received by the FCA regarding settlements with whistleblowers - December 2021

     FOI Release Date of Release: 30/12/2021
     The FCA answers multiple questions relating to complaints received by the FCA regarding settlements with whistleblowers for the period between 1 January 2015 and 29 November 2021.

117. Overall complaints fall by 2.1% but banking and credit card complaints increase

     Press Releases Published: 30/09/2015 Last modified: 07/02/2022
     The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015.

118. Personal accountability

     Speeches Published: 02/12/2015 Last modified: 19/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

119. FCA finalise plans to place a deadline on PPI complaints

     Press Releases Published: 02/03/2017 Last modified: 18/08/2017
     The Financial Conduct Authority has today confirmed that it will introduce a deadline for making new payment protection insurance (PPI) complaints.

120. CP15/28: Quarterly Consultation Paper No. 10

     Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
     CP15/28: Quarterly Consultation Paper No. 10. Consultation papers First published:. 04/09/2015. ... make minor amendments to SUP Chapter 16 to improve the data collection process for both firms and the FCA.