Search results
Showing 141 to 150 of 324 search results for wide firm complaints data for 2015.
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Internal investigations by firms
Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ -
PS14/18: Credit broking and fees
PS14/18: Credit broking and fees. Policy statements First published:. 01/12/2014. Last updated: 02/01/2015. ... Our new rules on credit broking came into effect on 2 January 2015. -
PS15/19: Improving complaints handling, feedback on CP14/30 and final rules
In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules. -
Individual sentenced for role in operating unauthorised collective investment scheme
Having been convicted on 29 May 2015 following a trial at Southwark Crown Court, Adam Hawkins was today sentenced to 6 years and 9 months imprisonment for his involvement in operating ... This prosecution demonstrates that we will not shy away from -
Mobile phone insurance: Follow-up review findings
Mobile phone insurance: Follow-up review findings. Thematic reviews First published:. 10/12/2015. ... Following our intervention, a number of firms have already made further improvements to their claims and complaints handling. -
Competition and investment banking
We think it is important to take this wide scope at this stage. ... We don’t, and won’t. Because inefficient firms should be allowed to exit the market. -
Chairman's speech to the Trust in Banking Conference
Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered -
Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021
The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2011. -
Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
In March 2012, Lloyds issued guidance instructing complaint handlers that the overriding principle when assessing complaints was that Lloyds’ PPI sales processes were compliant and robust unless told otherwise (the Overriding ... Some complaint -
CCR007 consumer credit data: how to complete the return
Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.