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Showing 181 to 190 of 363 search results for wind-down of LIBOR.

181. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

182. Dealing with EEA firms and investment funds

     Consumers Published: 15/12/2020 Last modified: 19/06/2024
     What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR).

183. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR.

184. FCA makes senior hires

     Press Releases Published: 03/05/2022 Last modified: 03/05/2022
     As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

185. Senior Managers and Certification Regime

     Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
     The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

186. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

187. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

188. Annual Report 2014/15

     Corporate documents Published: 02/07/2015 Last modified: 25/10/2016
     our enforcement action, including on LIBOR and Forex. our response to the Davis review.

189. Price: the cornerstone of markets

     Speeches Published: 03/02/2014 Last modified: 18/01/2017
     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

190. Product sales data: performance data FAQs

     Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
     Product sales data: new mortgage requirements: performance data FAQs