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Showing 311 to 320 of 363 search results for wind-down of LIBOR.
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FCA’s national and international response to coronavirus (Covid-19) and Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar). -
Andrew Bailey speech at the Annual Public Meeting 2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting. -
Technical information on RMAR source data
The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the -
FCA publishes first consultation on new prudential regime for UK investment firms
The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms -
15 month suspended sentence for director of debt management firm
The restriction took effect on 21 May 2014. Mr Hall also agreed to the FCA’s request to wind down the firms in an orderly manner and to focus on returning -
Getting culture and conduct right - the role of the regulator
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London. -
Information on fines for lack of voice recording compliance - March 2022
The FCA provides information on fines for lack of voice recording compliance. -
Second consultation on new prudential regime for UK investment firms
The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business. -
FCA response to Provident’s scheme being approved by the High Court
We continue to have significant concerns about Schemes of Arrangement being proposed and used by firms to avoid paying customers redress. The firm remains under investigation for its conduct. -
PS15/6: Bringing additional benchmarks into the regulatory and supervisory regime
This Policy Statement sets out our framework for regulating and supervising the seven additional benchmarks being brought into regulatory scope.