Search results
Showing 11 to 20 of 168 search results for your Professional Indemnity Insurance.
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AISP models under PSD2
The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2 -
Firms
Tasks for regulated firms and authorisation information for new firms -
Payment institution applicants
Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA. -
Compliance and other support
If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm. -
Improper delegation of authorised activities - a notice for financial adviser firms and their advisers
Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of -
RMA-H COBS data: FAQs
RMA-H COBS data: FAQs -
Move from being an appointed representative to being authorised
If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal. -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
RegData help and FAQs
You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.