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Showing 61 to 70 of 168 search results for your Professional Indemnity Insurance.

  1. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

  2. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 03/08/2023
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the

  3. The retail intermediary market 2018

    Data Published: 06/06/2019 Last modified: 16/11/2023
    This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR).

  4. The retail intermediary market 2019

    Data Published: 23/07/2020 Last modified: 16/11/2023
    This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

  5. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  6. Review of general insurance intermediaries’ professional indemnity insurance: TR16/9 [pdf]

    Thematic reviews Published: 05/12/2016
    This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied

  7. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories Published: 28/04/2014 Last modified: 28/04/2014
    Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a

  8. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

  9. FCA Insurance Indemnity Partners

    Warnings Published: 18/06/2020 Last modified: 18/06/2020
    FCA Insurance Indemnity Partners is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Data Bulletin June 2018: The retail intermediary sector

    Data Published: 07/06/2018 Last modified: 06/09/2018
    This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).