FOI response search results

Showing 121 to 130 of 1904 search results.

121. Information on Appointed Representatives - December 2022

     FOI Release Date of Release: 02/12/2022
     FCA provides information on Appointed Representatives.

122. Information on discretionary fund manager - December 2022

     FOI Release Date of Release: 02/12/2022
     The FCA provides information on discretionary fund manager.

123. Information on COVID 19 BI claims brokers - December 2022

     FOI Release Date of Release: 02/12/2022
     Information on Covid 19 BI claims brokers.

124. Information on list of firms for each category of Part 4A permissions- December 2022

     FOI Release Date of Release: 02/12/2022
     FCA provides information on list of firms for each category of Part 4A permissions.

125. Information on enforcement investigations and authorisations applications concerning Crypto- December 2022

     FOI Release Date of Release: 01/12/2022
     FCA provides information enforcement investigations.

126. Information on Cum-Ex trades-November 2022

     FOI Release Date of Release: 29/11/2022
     FCA provides information on Ex trades.

127. Information on time taken to process new authorisations/Section 178 Notices - November 2022

     Firm authorisation Firm and market data Date of Release: 29/11/2022
     FCA provides information on information on time taken to process new authorisations/Section 178 Notices.

128. Information on Whistleblowing - November 2022

     Firms Firm and market data Date of Release: 28/11/2022
     FCA provides information on Whistleblowing.

129. Information on DB pension transfer advice-November 2022

     FOI Release Date of Release: 28/11/2022
     FCA provides information on DB pension transfer advice-November 2022.

130. Information on FCA criminal investigations -SMF- November 2022

     Firm and market data FCA performance and operational data Date of Release: 28/11/2022
     FCA provides information on FCA provides information FCA criminal investigations -SMF.