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FOI response search results

Showing 331 to 340 of 1904 search results.

  1. Dual regulation of claims management firms - February 2022

    FOI Release Date of Release: 02/02/2022
    The FCA answers multiple questions regarding dual regulation of Claims Management Activities by both the Solicitors Regulation Authority (SRA) and the Financial Conduct Authority (FCA).

  2. FCA regulated Crypto companies - February 2022

    FOI Release Date of Release: 01/02/2022
    FCA provides information on crypto firms.

  3. MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021 - February 2022

    FOI Release Date of Release: 01/02/2022
    The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021.

  4. Newly Authorised Funds over last 10 years - January 2022

    FOI Release Date of Release: 31/01/2022
    The FCA provides data regarding new authorised funds.

  5. Investigations and Authorisation of Payment and Electronic Money Institutions - January 2022

    FOI Release Date of Release: 31/01/2022
    The FCA answers multiple questions regarding Payments Institutions and Electronic Money Institutions.

  6. Hospitality and gifts log, October - December 2021 [pdf]

    FOI releases Published: 28/01/2022
    Hospitality and gifts log, October - December 2021

  7. Firm Details Attestation (FDA) since January 2021 - January 2022

    FOI Release Date of Release: 28/01/2022
    The FCA responds to multiple questions on Firm Details Attestation.

  8. Mark Steward - Executive Director, Enforcement & Market Oversight, External, Board & Executive Committee Meetings for 1 October - 31 December 2021 [pdf]

    FOI releases Published: 28/01/2022
    Mark Steward - Executive Director, Enforcement & Market Oversight, External, Board & Executive Committee Meetings for 1 October - 31 December 2021

  9. Liam Coleman - Non-Executive Director, External, Board & Executive Committee Meetings for 1 October - 31 December 2021 [pdf]

    FOI releases Published: 28/01/2022
    Liam Coleman - Non-Executive Director, External, Board & Executive Committee Meetings for 1 October - 31 December 2021

  10. Nikhil Rathi, Chief Executive Officer, diary engagements, October - December 2021 [pdf]

    FOI releases Published: 28/01/2022
    External meetings excluding meetings with regulated firms, 1 October - 31 December 2021.