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FOI response search results

Showing 441 to 450 of 1904 search results.

  1. Information on how many new financial advice firms were authorised - August 2021

    FOI Release Date of Release: 13/08/2021
    The FCA provides information on the number of new financial firms authorised between 16 March 2019 - 15 March 2020, and 16 March 2020 - 15 March 2021.

  2. Information on Covid whistleblowing reports for 2020/21 - August 2021

    FOI Release Date of Release: 09/08/2021
    The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21.

  3. Information on the data request to financial advisers of the Rolls-Royce DB Scheme - August 2021

    FOI Release Date of Release: 09/08/2021
    The FCA provides information relating to the FCA's data request to financial advisers of the Rolls-Royce DB scheme.

  4. Information on insurance intermediaries' authorisations - August 2021

    FOI Release Date of Release: 06/08/2021
    The FCA provides information on the number of insurance intermediaries that were authorised between certain dates.

  5. FOI8071 response [pdf]

    FOI releases Published: 04/08/2021
    FOI8071 response.

  6. Information on prosecutions for insider dealing - August 2021

    FOI Release Date of Release: 04/08/2021
    The FCA provides information on the prosecutions for insider dealing from suspicious transaction and order reports (STORs) from 2017 to 2020.

  7. Tommaso Valletti allowances and expenses: April 2021 - March 2022 [pdf]

    FOI releases Published: 02/08/2021 Last modified: 13/05/2022
    Tommaso Valletti allowances and expenses: April 2021 - March 2022

  8. Sarah Pritchard allowances and expenses: April 2021 - March 2022 [pdf]

    FOI releases Published: 02/08/2021 Last modified: 13/05/2022
    Summary of allowances and expenses claimed by Sarah Pritchard including hospitality given outside the FCA.

  9. Sam Woods allowances and expenses: April 2021 - March 2022 [pdf]

    FOI releases Published: 02/08/2021 Last modified: 13/05/2022
    Sam Woods allowances and expenses: April 2021 - March 2022

  10. Jessica Rusu allowances and expenses: April 2021 - March 2022 [pdf]

    FOI releases Published: 02/08/2021 Last modified: 13/05/2022
    Summary of allowances and expenses claimed by Jessica Rusu, including hospitality given outside the FCA.