Find out how many market observations we received in 2022.
In some cases, a firm or trading venue may want to highlight suspicious or potentially abusive activity in which they or their clients were not directly involved. They can do this by way of a market observation, which allows for the reporting of events where the submitter does not know, for example, the subjects involved.
| Month | Asset class | Insider dealing | Market manipulation | Total |
|---|---|---|---|---|
|
January |
Commodity |
0 |
1 |
1 |
|
Equity |
3 |
6 |
9 |
|
|
Fixed income |
6 |
7 |
13 |
|
|
FX |
0 |
1 |
1 |
|
|
Total |
9 |
15 |
24 |
|
|
February |
Commodity |
0 |
4 |
4 |
|
Equity |
10 |
10 |
20 |
|
|
Fixed income |
3 |
4 |
7 |
|
|
FX |
0 | 0 | 0 | |
|
Total |
13 |
18 |
31 |
|
|
March |
Commodity |
0 |
7 |
7 |
|
Equity |
6 |
8 |
14 |
|
|
Fixed income |
3 |
3 |
6 |
|
|
FX |
0 |
0 |
0 |
|
|
Total |
9 |
18 |
27 |
|
|
April |
Commodity |
0 |
1 |
1 |
|
Equity |
5 |
8 |
13 |
|
|
Fixed income |
1 |
9 |
10 |
|
|
FX |
0 |
2 |
2 |
|
|
Total |
6 |
20 |
26 |
|
|
May |
Commodity |
0 |
2 |
2 |
|
Equity |
3 |
12 |
15 |
|
|
Fixed income |
2 |
6 |
8 |
|
|
FX |
1 |
1 |
2 |
|
|
Total |
6 |
21 |
27 |
|
|
June |
Commodity |
0 |
2 |
2 |
|
Equity |
2 |
10 |
12 |
|
|
Fixed income |
3 |
8 |
11 |
|
|
FX |
0 |
1 |
1 |
|
|
Total |
5 |
21 |
26 |
|
|
July |
Commodity |
0 |
2 |
2 |
|
Equity |
3 |
4 |
7 |
|
|
Fixed income |
6 |
6 |
12 |
|
|
FX |
0 |
1 |
1 |
|
|
Total |
9 |
13 |
22 |
|
|
August |
Commodity |
0 |
4 |
4 |
|
Equity |
8 |
1 |
9 |
|
|
Fixed income |
3 |
4 |
7 |
|
|
FX |
0 |
1 |
1 |
|
|
Total |
11 |
10 |
21 |
|
|
September |
Commodity |
1 |
2 |
3 |
|
Equity |
5 |
5 |
10 |
|
|
Fixed income |
6 |
4 |
10 |
|
|
FX |
0 |
3 |
3 |
|
|
Total |
12 |
14 |
26 |
|
|
October |
Commodity |
1 |
3 |
4 |
|
Equity |
4 |
10 |
14 |
|
|
Fixed income |
1 |
6 |
7 |
|
|
FX |
0 |
2 |
2 |
|
|
Total |
6 |
21 |
27 |
|
|
November |
Commodity |
0 |
5 |
5 |
|
Equity |
1 |
4 |
5 |
|
|
Fixed income |
5 |
8 |
13 |
|
|
FX |
0 |
1 |
1 |
|
|
Total |
6 |
18 |
24 |
|
|
December |
Commodity |
0 |
1 |
1 |
|
Equity |
4 |
6 |
10 |
|
|
Fixed income |
1 |
4 |
5 |
|
|
FX |
1 |
1 |
2 |
|
|
Total |
6 |
12 |
18 |
|
|
Grand Total |
98 |
201 |
299 |