Find out how many market observations we received in 2021.
In some cases, a firm or trading venue may want to highlight suspicious or potentially abusive activity in which they or their clients were not directly involved. They can do this by way of a market observation, which allows for the reporting of events where the submitter does not know, for example, the subjects involved.
| Month | Asset class | Insider dealing | Market manipulation | Other | Total |
|---|---|---|---|---|---|
|
January |
Commodity | 0 | 2 | 0 | 2 |
| Equity | 3 | 6 | 0 | 9 | |
| Fixed income | 4 | 8 | 0 | 12 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 7 | 18 | 0 | 25 | |
|
February |
Commodity | 0 | 3 | 0 | 3 |
| Equity | 6 | 6 | 0 | 12 | |
| Fixed income | 5 | 14 | 0 | 19 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 11 | 23 | 0 | 34 | |
|
March |
Commodity | 0 | 2 | 0 | 2 |
| Equity | 4 | 7 | 2 | 13 | |
| Fixed income | 2 | 15 | 1 | 18 | |
| FX | 0 | 1 | 0 | 1 | |
| Total | 6 | 25 | 3 | 34 | |
|
April |
Commodity | 0 | 4 | 0 | 4 |
| Equity | 4 | 10 | 1 | 15 | |
| Fixed income | 6 | 9 | 0 | 15 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 10 | 23 | 1 | 34 | |
|
May |
Commodity | 3 | 2 | 0 | 5 |
| Equity | 3 | 3 | 0 | 6 | |
| Fixed income | 2 | 4 | 0 | 6 | |
| FX | 0 | 5 | 0 | 5 | |
| Total | 8 | 11 | 0 | 19 | |
|
June |
Commodity | 0 | 2 | 0 | 2 |
| Equity | 3 | 5 | 0 | 8 | |
| Fixed income | 0 | 10 | 0 | 10 | |
| FX | 0 | 5 | 0 | 5 | |
| Total | 3 | 22 | 0 | 25 | |
|
July |
Commodity | 0 | 0 | 0 | 0 |
| Equity | 5 | 8 | 0 | 13 | |
| Fixed income | 0 | 7 | 0 | 7 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 5 | 15 | 0 | 20 | |
|
August |
Commodity | 0 | 0 | 0 | 0 |
| Equity | 3 | 8 | 0 | 11 | |
| Fixed income | 0 | 8 | 0 | 8 | |
| FX | 0 | 0 | 1 | 1 | |
| Total | 3 | 16 | 1 | 20 | |
|
September |
Commodity | 0 | 1 | 0 | 1 |
| Equity | 4 | 10 | 0 | 14 | |
| Fixed income | 2 | 2 | 0 | 4 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 6 | 13 | 0 | 19 | |
|
October |
Commodity | 0 | 2 | 0 | 2 |
| Equity | 6 | 10 | 0 | 16 | |
| Fixed income | 3 | 10 | 0 | 13 | |
| FX | 0 | 0 | 0 | 0 | |
| Total | 9 | 22 | 0 | 31 | |
|
November |
Commodity | 0 | 0 | 0 | 0 |
| Equity | 2 | 6 | 0 | 8 | |
| Fixed income | 0 | 4 | 0 | 4 | |
| FX | 1 | 0 | 0 | 1 | |
| Total | 3 | 10 | 0 | 13 | |
|
December |
Commodity | 0 | 1 | 0 | 1 |
| Equity | 1 | 5 | 0 | 6 | |
| Fixed income | 0 | 3 | 0 | 3 | |
| FX | 0 | 1 | 0 | 1 | |
| Total | 1 | 10 | 0 | 11 | |
| Grand Total | 72 | 208 | 5 | 285 |